{"id":2237,"date":"2023-03-02T07:04:56","date_gmt":"2023-03-02T07:04:56","guid":{"rendered":"http:\/\/hdsd-uat.ysvn.com.vn:7010\/?post_type=ysedu&p=2237"},"modified":"2023-03-07T01:45:32","modified_gmt":"2023-03-07T01:45:32","slug":"phuong-thuc-khop-lenh","status":"publish","type":"ysedu","link":"https:\/\/hdsd-uat.ysvn.com.vn\/en\/support\/chung-khoan-co-so\/phuong-thuc-khop-lenh\/","title":{"rendered":"Ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh"},"content":{"rendered":"

Trong \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n vi\u1ec7c vi\u1ec7c n\u1eafm r\u00f5 c\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh l\u00e0 \u0111i\u1ec1u quan tr\u1ecdng m\u00e0 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 nh\u1ea5t \u0111\u1ecbnh ph\u1ea3i bi\u1ebft. C\u00f3 r\u1ea5t nhi\u1ec1u c\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng trong qu\u00e1 tr\u00ecnh giao d\u1ecbch ch\u1ee9ng kho\u00e1n. V\u1eady kh\u1edbp l\u1ec7nh l\u00e0 g\u00ec? Nh\u1eefng nguy\u00ean t\u1eafc kh\u1edbp l\u1ec7nh giao d\u1ecbch nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n bi\u1ebft l\u00e0 g\u00ec? H\u00e3y c\u00f9ng Yuanta theo d\u00f5i v\u00e0 t\u00ecm hi\u1ec3u \u1edf b\u00e0i vi\u1ebft d\u01b0\u1edbi \u0111\u00e2y nh\u00e9!<\/span><\/p>\n

Kh\u1edbp l\u1ec7nh l\u00e0 g\u00ec?<\/b><\/h2>\n

Trong th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n kh\u1edbp l\u1ec7nh l\u00e0 ho\u1ea1t \u0111\u1ed9ng ho\u00e0n th\u00e0nh th\u1ecfa thu\u1eadn gi\u1eefa ng\u01b0\u1eddi mua v\u00e0 ng\u01b0\u1eddi b\u00e1n tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch \u0111i\u1ec7n t\u1eed tr\u1ef1c tuy\u1ebfn. Trong \u0111\u00f3 c\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh c\u1ee7a nh\u00e0 \u0111\u1ea7u t\u01b0 \u0111\u01b0\u1ee3c gh\u00e9p v\u1edbi nhau theo nguy\u00ean t\u1eafc \u01b0u ti\u00ean c\u1ee7a th\u1ecb tr\u01b0\u1eddng \u0111\u1ec3 giao d\u1ecbch ch\u1ee9ng kho\u00e1n v\u1edbi m\u1ee9c gi\u00e1 ph\u00f9 h\u1ee3p.<\/span><\/p>\n

C\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 khi giao d\u1ecbch s\u1ebd \u0111\u1ed3ng ngh\u0129a v\u1edbi vi\u1ec7c tham gia th\u1ecfa thu\u1eadn v\u1edbi vai tr\u00f2 l\u00e0 ng\u01b0\u1eddi mua hay ng\u01b0\u1eddi b\u00e1n, \u0111\u1ec3 trao \u0111\u1ed5i ch\u1ee9ng kho\u00e1n v\u1edbi m\u1ed9t m\u1ee9c gi\u00e1 v\u00e0 s\u1ed1 l\u01b0\u1ee3ng c\u1ee5 th\u1ec3. T\u1ea5t c\u1ea3 th\u00f4ng s\u1ed1 giao d\u1ecbch s\u1ebd \u0111\u01b0\u1ee3c c\u00f4ng khai gi\u00fap nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 ki\u1ec3m so\u00e1t danh m\u1ee5c \u0111\u1ea7u t\u01b0 c\u1ee7a m\u00ecnh m\u1ed9t c\u00e1ch k\u1ef9 c\u00e0ng. Trong \u0111\u00f3, m\u1ee9c gi\u00e1 \u0111\u01b0\u1ee3c d\u00f9ng \u0111\u1ec3 giao d\u1ecbch ngay l\u00fac kh\u1edbp l\u1ec7nh giao d\u1ecbch \u0111\u01b0\u1ee3c g\u1ecdi l\u00e0 gi\u00e1 kh\u1edbp l\u1ec7nh.<\/span><\/p>\n

Nguy\u00ean t\u1eafc kh\u1edbp l\u1ec7nh<\/b><\/h2>\n

Theo S\u1edf giao d\u1ecbch H\u1ed3 Ch\u00ed Minh v\u00e0 S\u1edf giao d\u1ecbch H\u00e0 N\u1ed9i t\u1ea1i \u0110i\u1ec1u 7 <\/span>Quy\u1ebft \u0111\u1ecbnh 341\/Q\u0110-SGDHCM<\/span><\/a> v\u00e0 <\/span>Quy\u1ebft \u0111\u1ecbnh 653\/Q\u0110-SGDHN<\/span><\/a> \u0111\u1ec1u quy \u0111\u1ecbnh chung v\u1ec1 nguy\u00ean t\u1eafc kh\u1edbp l\u1ec7nh c\u1ee5 th\u1ec3 nh\u01b0 sau:<\/span><\/p>\n

\u201cNguy\u00ean t\u1eafc kh\u1edbp l\u1ec7nh<\/span><\/p>\n

H\u1ec7 th\u1ed1ng giao d\u1ecbch th\u1ef1c hi\u1ec7n so kh\u1edbp c\u00e1c l\u1ec7nh mua v\u00e0 l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n theo nguy\u00ean t\u1eafc th\u1ee9 t\u1ef1 \u01b0u ti\u00ean v\u1ec1 gi\u00e1 v\u00e0 th\u1eddi gian, c\u1ee5 th\u1ec3 nh\u01b0 sau:<\/span><\/p>\n

    \n
  1. \u01afu ti\u00ean v\u1ec1 gi\u00e1:<\/span><\/li>\n
  2. a) L\u1ec7nh mua c\u00f3 m\u1ee9c gi\u00e1 cao h\u01a1n \u0111\u01b0\u1ee3c \u01b0u ti\u00ean th\u1ef1c hi\u1ec7n tr\u01b0\u1edbc;<\/span><\/li>\n
  3. b) L\u1ec7nh b\u00e1n c\u00f3 m\u1ee9c gi\u00e1 th\u1ea5p h\u01a1n \u0111\u01b0\u1ee3c \u01b0u ti\u00ean th\u1ef1c hi\u1ec7n tr\u01b0\u1edbc.<\/span><\/li>\n
  4. \u01afu ti\u00ean v\u1ec1 th\u1eddi gian: Tr\u01b0\u1eddng h\u1ee3p c\u00e1c l\u1ec7nh mua ho\u1eb7c l\u1ec7nh b\u00e1n c\u00f3 c\u00f9ng m\u1ee9c gi\u00e1 th\u00ec l\u1ec7nh nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch tr\u01b0\u1edbc s\u1ebd \u0111\u01b0\u1ee3c \u01b0u ti\u00ean th\u1ef1c hi\u1ec7n tr\u01b0\u1edbc.\u201d<\/span><\/li>\n<\/ol>\n

    C\u00e1c lo\u1ea1i kh\u1edbp l\u1ec7nh trong giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/b><\/h2>\n

    T\u1ea1i m\u1ed7i S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n s\u1ebd c\u00f3 nh\u1eefng quy \u0111\u1ecbnh v\u00e0 \u0111\u1eb7c \u0111i\u1ec3m kh\u1edbp l\u1ec7nh kh\u00e1c nhau. Tr\u01b0\u1edbc khi ti\u1ebfn h\u00e0nh \u0111\u1ea7u t\u01b0 v\u00e0o th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng, Yuanta s\u1ebd gi\u1edbi thi\u1ec7u \u0111\u1ebfn b\u1ea1n nh\u1eefng kh\u00e1i ni\u1ec7m v\u1ec1 c\u00e1c lo\u1ea1i l\u1ec7nh trong giao d\u1ecbch. T\u1eeb \u0111\u00f3 gi\u00fap nh\u00e0 \u0111\u1ea7u t\u01b0 hi\u1ec3u r\u00f5 v\u00e0 c\u00f3 th\u1ec3 kh\u1edbp l\u1ec7nh ch\u1ee9ng kho\u00e1n d\u1ec5 d\u00e0ng h\u01a1n.<\/span><\/p>\n

    \"\"

    C\u00e1c lo\u1ea1i kh\u1edbp l\u1ec7nh trong giao d\u1ecbch ch\u1ee9ng kho\u00e1n<\/p><\/div>\n

    Kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3<\/b><\/h3>\n

    \u0110\u1ecbnh ngh\u0129a:<\/b><\/h4>\n

    Ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 l\u00e0 ph\u01b0\u01a1ng th\u1ee9c giao d\u1ecbch d\u1ef1a tr\u00ean c\u01a1 s\u1edf so kh\u1edbp c\u00e1c l\u1ec7nh mua v\u00e0 l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n do h\u1ec7 th\u1ed1ng giao d\u1ecbch th\u1ef1c hi\u1ec7n t\u1ea1i m\u1ed9t th\u1eddi \u0111i\u1ec3m x\u00e1c \u0111\u1ecbnh. C\u00e1c s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n th\u01b0\u1eddng s\u1eed d\u1ee5ng ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh gi\u00e1 m\u1edf c\u1eeda v\u00e0 gi\u00e1 \u0111\u00f3ng c\u1eeda. C\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 th\u01b0\u1eddng bao g\u1ed3m c\u00e1c lo\u1ea1i l\u1ec7nh nh\u01b0 l\u1ec7nh gi\u1edbi h\u1ea1n (LO), l\u1ec7nh ATO, l\u1ec7nh ATC,…<\/span><\/p>\n

    Nguy\u00ean t\u1eafc x\u00e1c \u0111\u1ecbnh gi\u00e1 kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3<\/b><\/h4>\n
    \u0110\u1ed1i v\u1edbi S\u1edf HNX<\/span><\/h5>\n

    \u0110\u1ed1i v\u1edbi S\u1edf giao d\u1ecbch H\u00e0 n\u1ed9i theo \u0110i\u1ec1u 8 <\/span>Quy\u1ebft \u0111\u1ecbnh 653\/Q\u0110-SGDHN<\/span><\/a> nguy\u00ean t\u1eafc x\u00e1c \u0111\u1ecbnh gi\u00e1 kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u01b0\u1ee3c quy \u0111\u1ecbnh:<\/span><\/p>\n

    \u201c1. Nguy\u00ean t\u1eafc x\u00e1c \u0111\u1ecbnh gi\u00e1 kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3:<\/span><\/p>\n

      \n
    1. a) L\u00e0 m\u1ee9c gi\u00e1 th\u1ef1c hi\u1ec7n m\u00e0 t\u1ea1i \u0111\u00f3 kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch \u0111\u1ea1t l\u1edbn nh\u1ea5t v\u00e0 t\u1ea5t c\u1ea3 c\u00e1c l\u1ec7nh mua c\u00f3 m\u1ee9c gi\u00e1 cao h\u01a1n, l\u1ec7nh b\u00e1n c\u00f3 m\u1ee9c gi\u00e1 th\u1ea5p h\u01a1n gi\u00e1 \u0111\u01b0\u1ee3c ch\u1ecdn ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n h\u1ebft;<\/span><\/li>\n
    2. b) Tr\u01b0\u1eddng h\u1ee3p c\u00f3 nhi\u1ec1u m\u1ee9c gi\u00e1 th\u1ecfa m\u00e3n \u0110i\u1ec3m a, m\u1ee9c gi\u00e1 \u0111\u01b0\u1ee3c l\u1ef1a ch\u1ecdn th\u1ef1c hi\u1ec7n l\u00e0 m\u1ee9c gi\u00e1 t\u1ea1i \u0111\u00f3 c\u00e1c l\u1ec7nh c\u1ee7a m\u1ed9t b\u00ean ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n h\u1ebft, c\u00e1c l\u1ec7nh c\u1ee7a b\u00ean \u0111\u1ed1i \u1ee9ng ph\u1ea3i \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n h\u1ebft ho\u1eb7c m\u1ed9t ph\u1ea7n;<\/span><\/li>\n
    3. c) Tr\u01b0\u1eddng h\u1ee3p c\u00f3 nhi\u1ec1u m\u1ee9c gi\u00e1 th\u1ecfa m\u00e3n \u0110i\u1ec3m b, m\u1ee9c gi\u00e1 \u0111\u01b0\u1ee3c ch\u1ecdn l\u00e0 m\u1ee9c gi\u00e1 tr\u00f9ng ho\u1eb7c g\u1ea7n v\u1edbi m\u1ee9c gi\u00e1 th\u1ef1c hi\u1ec7n g\u1ea7n nh\u1ea5t theo ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh;<\/span><\/li>\n
    4. d) Tr\u01b0\u1eddng h\u1ee3p kh\u00f4ng c\u00f3 m\u1ee9c gi\u00e1 n\u00e0o th\u1ecfa m\u00e3n \u0110i\u1ec3m b, m\u1ee9c gi\u00e1 \u0111\u01b0\u1ee3c ch\u1ecdn l\u00e0 m\u1ee9c gi\u00e1 th\u1ecfa m\u00e3n \u0110i\u1ec3m a v\u00e0 tr\u00f9ng ho\u1eb7c g\u1ea7n v\u1edbi gi\u00e1 th\u1ef1c hi\u1ec7n g\u1ea7n nh\u1ea5t theo ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh.\u201d<\/span><\/li>\n<\/ol>\n
      \u0110\u1ed1i v\u1edbi s\u1edf HSX<\/span><\/h5>\n

      M\u1eb7t kh\u00e1c \u0111\u1ed1i v\u1edbi s\u1edf giao d\u1ecbch HCM theo Kho\u1ea3n 1 \u0110i\u1ec1u 6 <\/span>Quy\u1ebft \u0111\u1ecbnh 341\/Q\u0110-SGDHCM<\/span><\/a> \u0111\u00e3 quy \u0111\u1ecbnh nguy\u00ean t\u1eafc x\u00e1c \u0111\u1ecbnh m\u1ee9c gi\u00e1 kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 l\u00e0:<\/span><\/p>\n

      \u201ca) Trong ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3:<\/span><\/p>\n

      – L\u00e0 m\u1ee9c gi\u00e1 th\u1ef1c hi\u1ec7n \u0111\u1ea1t \u0111\u01b0\u1ee3c kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch l\u1edbn nh\u1ea5t;<\/span><\/p>\n

      – N\u1ebfu c\u00f3 nhi\u1ec1u m\u1ee9c gi\u00e1 \u0111\u1ea1t \u0111\u01b0\u1ee3c kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch l\u1edbn nh\u1ea5t th\u00ec m\u1ee9c gi\u00e1 tr\u00f9ng ho\u1eb7c g\u1ea7n v\u1edbi gi\u00e1 th\u1ef1c hi\u1ec7n c\u1ee7a l\u1ea7n kh\u1edbp l\u1ec7nh g\u1ea7n nh\u1ea5t s\u1ebd \u0111\u01b0\u1ee3c ch\u1ecdn.\u201d<\/span><\/p>\n

      C\u00e1c lo\u1ea1i l\u1ec7nh giao d\u1ecbch trong kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3<\/span><\/h4>\n
      \"\"

      C\u00e1c lo\u1ea1i l\u1ec7nh giao d\u1ecbch trong kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3<\/span><\/i><\/p><\/div>\n

      L\u1ec7nh gi\u1edbi h\u1ea1n (LO)<\/span><\/h5>\n

      L\u1ec7nh LO l\u00e0 vi\u1ebft t\u1eaft c\u1ee7a t\u1eeb \u201cLimit order\u201d trong ti\u1ebfng Anh, th\u01b0\u1eddng \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng cho c\u00e1c c\u1ed5 phi\u1ebfu ni\u00eam y\u1ebft tr\u00ean 3 s\u00e0n l\u00e0 HNX, UPCOM hay HSX ho\u1eb7c c\u0169ng c\u00f3 th\u1ec3 s\u1eed d\u1ee5ng trong c\u00e1c phi\u00ean giao d\u1ecbch kh\u00e1c. L\u1ec7nh gi\u1edbi h\u1ea1n (LO) t\u1ea1i c\u00e1c trung t\u00e2m giao d\u1ecbch kh\u00e1c nhau s\u1ebd c\u00f3 c\u00e1c quy \u0111\u1ecbnh v\u00e0 c\u00e1ch th\u1ee9c s\u1eed d\u1ee5ng kh\u00e1c nhau. V\u00ec v\u1eady nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n h\u1ebft s\u1ee9c l\u01b0u \u00fd tr\u01b0\u1edbc khi th\u1ef1c hi\u1ec7n l\u1ec7nh \u0111\u1ec3 giao d\u1ecbch.<\/span><\/p>\n\n\n\n\n
      Theo S\u1edf giao d\u1ecbch HSX<\/span><\/td>\nTheo S\u1edf giao d\u1ecbch HNX<\/span><\/td>\n<\/tr>\n
      \u201cL\u1ec7nh gi\u1edbi h\u1ea1n (vi\u1ebft t\u1eaft l\u00e0 LO):<\/span><\/p>\n

      a) L\u00e0 l\u1ec7nh mua ho\u1eb7c l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ed9t m\u1ee9c gi\u00e1 x\u00e1c \u0111\u1ecbnh ho\u1eb7c t\u1ed1t h\u01a1n;<\/span><\/p>\n

      b) L\u1ec7nh gi\u1edbi h\u1ea1n c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb khi l\u1ec7nh \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch cho \u0111\u1ebfn l\u00fac k\u1ebft th\u00fac ng\u00e0y giao d\u1ecbch ho\u1eb7c cho \u0111\u1ebfn khi l\u1ec7nh b\u1ecb h\u1ee7y b\u1ecf.\u201d – Theo \u0110i\u1ec1u 14 <\/span>Quy\u1ebft \u0111\u1ecbnh 341\/Q\u0110-SGDHCM<\/span><\/a><\/p>\n

      \u00a0<\/span><\/td>\n

      		L\u1ec7nh gi\u1edbi h\u1ea1n<\/span><\/p>\n

      a) L\u1ec7nh gi\u1edbi h\u1ea1n (sau \u0111\u00e2y vi\u1ebft t\u1eaft l\u00e0 LO) l\u00e0 l\u1ec7nh mua ho\u1eb7c l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ed9t m\u1ee9c gi\u00e1 x\u00e1c \u0111\u1ecbnh ho\u1eb7c t\u1ed1t h\u01a1n. M\u1ee9c gi\u00e1 t\u1ed1t h\u01a1n l\u00e0 m\u1ee9c gi\u00e1 cao h\u01a1n m\u1ee9c gi\u00e1 x\u00e1c \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi l\u1ec7nh b\u00e1n v\u00e0 m\u1ee9c gi\u00e1 th\u1ea5p h\u01a1n m\u1ee9c gi\u00e1 x\u00e1c \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi l\u1ec7nh mua;<\/span><\/p>\n

      b) L\u1ec7nh LO \u0111\u01b0\u1ee3c ph\u00e9p nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch trong phi\u00ean kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c v\u00e0 phi\u00ean kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3.<\/span><\/p>\n

      c) L\u1ec7nh LO c\u00f3 hi\u1ec7u l\u1ef1c k\u1ec3 t\u1eeb khi nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch cho \u0111\u1ebfn khi k\u1ebft th\u00fac phi\u00ean kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda ho\u1eb7c cho \u0111\u1ebfn khi l\u1ec7nh b\u1ecb h\u1ee7y b\u1ecf.\u201d – Theo Kho\u1ea3n 1 \u0110i\u1ec1u 10 <\/span>Quy\u1ebft \u0111\u1ecbnh 653\/Q\u0110-SGDHN<\/span><\/a>\u00a0<\/span><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

      \u0110\u1eb7t l\u1ec7nh ATO<\/span><\/h5>\n

      L\u1ec7nh ATO l\u00e0 vi\u1ebft t\u1eaft c\u1ee7a ch\u1eef “At the opening” trong ti\u1ebfng Anh ngh\u0129a l\u00e0 L\u1ec7nh giao d\u1ecbch t\u1ea1i m\u1ee9c gi\u00e1 m\u1edf c\u1eeda. L\u1ec7nh ATO n\u00e0y th\u01b0\u1eddng \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng \u1edf Phi\u00ean \u0111\u1ecbnh k\u1ef3 m\u1edf c\u1eeda t\u1ea1i s\u00e0n HSX v\u00e0o khung gi\u1edd t\u1eeb 9h \u0111\u1ebfn 9h15 h\u00e0ng ng\u00e0y. L\u1ec7nh ATO \u0111\u01b0\u1ee3c S\u1edf giao d\u1ecbch H\u1ed3 Ch\u00ed Minh t\u1ea1i Kho\u1ea3n 3 \u0111i\u1ec1u 14 <\/span>Quy\u1ebft \u0111\u1ecbnh 341\/Q\u0110-SGDHCM<\/span><\/a>\u00a0 quy \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n

      \u201cL\u1ec7nh giao d\u1ecbch t\u1ea1i m\u1ee9c gi\u00e1 kh\u1edbp l\u1ec7nh x\u00e1c \u0111\u1ecbnh gi\u00e1 m\u1edf c\u1eeda (vi\u1ebft t\u1eaft l\u00e0 ATO);<\/span><\/p>\n

        \n
      1. a) L\u00e0 l\u1ec7nh \u0111\u1eb7t mua ho\u1eb7c \u0111\u1eb7t b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 m\u1edf c\u1eeda.<\/span><\/li>\n
      2. b) Kh\u1ed1i l\u01b0\u1ee3ng c\u1ee7a l\u1ec7nh ATO b\u00ean mua (ho\u1eb7c b\u00ean b\u00e1n \u0111\u01b0\u1ee3c c\u1ed9ng v\u00e0o kh\u1ed1i l\u01b0\u1ee3ng c\u1ee7a b\u00ean mua (ho\u1eb7c b\u00ean b\u00e1n) t\u1ea1i m\u1ed7i m\u1ee9c gi\u00e1 \u0111\u1eb7t l\u1ec7nh \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch t\u1ea1i m\u1ed7i m\u1ee9c gi\u00e1 trong khi so kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3.<\/span><\/li>\n
      3. c) L\u1ec7nh ATO \u0111\u01b0\u1ee3c \u01b0u ti\u00ean tr\u01b0\u1edbc l\u1ec7nh gi\u1edbi h\u1ea1n trong khi so kh\u1edbp l\u1ec7nh.<\/span><\/li>\n
      4. d) \u0110\u1ee3t kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 x\u00e1c \u0111\u1ecbnh gi\u00e1 m\u1edf c\u1eeda s\u1ebd kh\u00f4ng x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c gi\u00e1 kh\u1edbp l\u1ec7nh n\u1ebfu ch\u1ec9 c\u00f3 l\u1ec7nh ATO tr\u00ean s\u1ed5 l\u1ec7nh.<\/span><\/li>\n<\/ol>\n

        \u0111) L\u1ec7nh ATO \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng trong th\u1eddi gian kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh gi\u00e1 m\u1edf c\u1eeda. Sau th\u1eddi \u0111i\u1ec3m x\u00e1c \u0111\u1ecbnh gi\u00e1 m\u1edf c\u1eeda, l\u1ec7nh kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n ho\u1eb7c ph\u1ea7n c\u00f2n l\u1ea1i c\u1ee7a l\u1ec7nh kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n h\u1ebft s\u1ebd t\u1ef1 \u0111\u1ed9ng b\u1ecb h\u1ee7y.\u201d<\/span><\/p>\n

        \"\"

        C\u00e1c lo\u1ea1i l\u1ec7nh giao d\u1ecbch t\u1ea1i S\u1edf giao d\u1ecbch HSX<\/p><\/div>\n

        L\u1ec7nh ATC<\/span><\/h5>\n

        L\u1ec7nh ATC l\u00e0 vi\u1ebft t\u1eaft c\u1ee7a “At the closing” trong ti\u1ebfng Anh ngh\u0129a l\u00e0 l\u1ec7nh giao d\u1ecbch t\u1ea1i m\u1ee9c gi\u00e1 \u0111\u00f3ng c\u1eeda. Tr\u00ean th\u1ecb tr\u01b0\u1eddng ch\u1ee9ng kho\u00e1n Vi\u1ec7t Nam hi\u1ec7n nay v\u00e0o l\u00fac 14h30-14h45 h\u00e0ng ng\u00e0y, l\u1ec7nh ATC \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng \u1edf Phi\u00ean \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda c\u1ee7a s\u00e0n HSX v\u00e0 s\u00e0n HNX. L\u1ec7nh giao d\u1ecbch t\u1ea1i m\u1ee9c gi\u00e1 \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda ATC n\u00e0y \u0111\u00f3ng m\u1ed9t vai tr\u00f2 quan tr\u1ecdng v\u00ec n\u00f3 t\u1ea1o ra gi\u00e1 tham chi\u1ebfu cho Phi\u00ean giao d\u1ecbch ti\u1ebfp theo. Tuy nhi\u00ean \u1edf m\u1ed7i S\u1edf giao d\u1ecbch l\u1ec7nh ATC l\u1ea1i c\u00f3 nh\u1eefng quy \u0111\u1ecbnh v\u00e0 c\u00e1ch s\u1eed d\u1ee5ng kh\u00e1c nhau c\u1ee5 th\u1ec3 nh\u01b0 sau:<\/span><\/p>\n\n\n\n\n
        Theo S\u1edf giao d\u1ecbch HSX<\/span><\/td>\nTheo S\u1edf giao d\u1ecbch HNX<\/span><\/td>\n<\/tr>\n
        \u201cL\u1ec7nh giao d\u1ecbch t\u1ea1i m\u1ee9c gi\u00e1 kh\u1edbp l\u1ec7nh x\u00e1c \u0111\u1ecbnh gi\u00e1 \u0111\u00f3ng c\u1eeda (vi\u1ebft t\u1eaft l\u00e0 ATC):<\/span><\/p>\n

        a) L\u00e0 l\u1ec7nh \u0111\u1eb7t mua ho\u1eb7c \u0111\u1eb7t b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 \u0111\u00f3ng c\u1eeda.<\/span><\/p>\n

        b) Kh\u1ed1i l\u01b0\u1ee3ng c\u1ee7a l\u1ec7nh ATC b\u00ean mua (ho\u1eb7c b\u00ean b\u00e1n) \u0111\u01b0\u1ee3c c\u1ed9ng v\u00e0o kh\u1ed1i l\u01b0\u1ee3ng c\u1ee7a b\u00ean mua (ho\u1eb7c b\u00ean b\u00e1n) t\u1ea1i m\u1ed7i m\u1ee9c gi\u00e1 \u0111\u1eb7t l\u1ec7nh \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch t\u1ea1i m\u1ed7i m\u1ee9c gi\u00e1 trong khi so kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3.<\/span><\/p>\n

        c) L\u1ec7nh ATC \u0111\u01b0\u1ee3c \u01b0u ti\u00ean tr\u01b0\u1edbc l\u1ec7nh gi\u1edbi h\u1ea1n trong khi so kh\u1edbp l\u1ec7nh.<\/span><\/p>\n

        d) \u0110\u1ee3t kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 x\u00e1c \u0111\u1ecbnh gi\u00e1 \u0111\u00f3ng c\u1eeda s\u1ebd kh\u00f4ng x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c gi\u00e1 kh\u1edbp l\u1ec7nh n\u1ebfu ch\u1ec9 c\u00f3 l\u1ec7nh ATC tr\u00ean s\u1ed5 l\u1ec7nh.<\/span><\/p>\n

        \u0111) L\u1ec7nh ATC \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng trong th\u1eddi gian kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh gi\u00e1 \u0111\u00f3ng c\u1eeda. Sau th\u1eddi \u0111i\u1ec3m x\u00e1c \u0111\u1ecbnh gi\u00e1 \u0111\u00f3ng c\u1eeda, l\u1ec7nh kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n ho\u1eb7c ph\u1ea7n c\u00f2n l\u1ea1i c\u1ee7a l\u1ec7nh kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n h\u1ebft s\u1ebd t\u1ef1 \u0111\u1ed9ng b\u1ecb h\u1ee7y.\u201d – Theo Kho\u1ea3n 4 \u0110i\u1ec1u 14 <\/span>Quy\u1ebft \u0111\u1ecbnh 341\/Q\u0110-SGDHCM<\/span><\/a><\/td>\n

        		\u201cL\u1ec7nh giao d\u1ecbch t\u1ea1i m\u1ee9c gi\u00e1 \u0111\u00f3ng c\u1eeda (sau \u0111\u00e2y vi\u1ebft t\u1eaft l\u00e0 ATC):<\/span><\/p>\n

        a) L\u00e0 l\u1ec7nh \u0111\u1eb7t mua ho\u1eb7c \u0111\u1eb7t b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 \u0111\u00f3ng c\u1eeda;<\/span><\/p>\n

        b) Kh\u1ed1i l\u01b0\u1ee3ng c\u1ee7a l\u1ec7nh ATC b\u00ean mua (ho\u1eb7c b\u00ean b\u00e1n) \u0111\u01b0\u1ee3c c\u1ed9ng v\u00e0o kh\u1ed1i l\u01b0\u1ee3ng c\u1ee7a b\u00ean mua (ho\u1eb7c b\u00ean b\u00e1n) t\u1ea1i m\u1ed7i m\u1ee9c gi\u00e1 \u0111\u1ec3 x\u00e1c \u0111\u1ecbnh kh\u1ed1i l\u01b0\u1ee3ng giao d\u1ecbch t\u1ea1i m\u1ed7i m\u1ee9c gi\u00e1 trong khi so kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3;<\/span><\/p>\n

        c) L\u1ec7nh ATC \u0111\u01b0\u1ee3c \u01b0u ti\u00ean tr\u01b0\u1edbc l\u1ec7nh gi\u1edbi h\u1ea1n trong khi ph\u00e2n b\u1ed5 l\u1ec7nh kh\u1edbp;<\/span><\/p>\n

        d) N\u1ebfu trong phi\u00ean kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda ch\u1ec9 c\u00f3 l\u1ec7nh ATC \u1edf hai b\u00ean s\u1ed5 l\u1ec7nh th\u00ec gi\u00e1 kh\u1edbp l\u1ec7nh \u0111\u01b0\u1ee3c x\u00e1c \u0111\u1ecbnh nh\u01b0 sau:<\/span><\/p>\n

        (i) b\u1eb1ng gi\u00e1 th\u1ef1c hi\u1ec7n g\u1ea7n nh\u1ea5t n\u1ebfu t\u1ed5ng kh\u1ed1i l\u01b0\u1ee3ng l\u1ec7nh mua b\u1eb1ng t\u1ed5ng kh\u1ed1i l\u01b0\u1ee3ng l\u1ec7nh b\u00e1n;<\/span><\/p>\n

        (ii) b\u1eb1ng gi\u00e1 th\u1ef1c hi\u1ec7n g\u1ea7n nh\u1ea5t c\u1ed9ng m\u1ed9t (01) \u0111\u01a1n v\u1ecb y\u1ebft gi\u00e1 n\u1ebfu t\u1ed5ng kh\u1ed1i l\u01b0\u1ee3ng mua l\u1edbn h\u01a1n t\u1ed5ng kh\u1ed1i l\u01b0\u1ee3ng b\u00e1n;<\/span><\/p>\n

        (iii) b\u1eb1ng gi\u00e1 th\u1ef1c hi\u1ec7n g\u1ea7n nh\u1ea5t tr\u1eeb m\u1ed9t (01) \u0111\u01a1n v\u1ecb y\u1ebft gi\u00e1 n\u1ebfu t\u1ed5ng kh\u1ed1i l\u01b0\u1ee3ng mua nh\u1ecf h\u01a1n t\u1ed5ng kh\u1ed1i l\u01b0\u1ee3ng b\u00e1n;<\/span><\/p>\n

        e) L\u1ec7nh ATC ch\u1ec9 \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng trong phi\u00ean kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda. Sau th\u1eddi \u0111i\u1ec3m kh\u1edbp l\u1ec7nh, l\u1ec7nh kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n ho\u1eb7c ph\u1ea7n c\u00f2n l\u1ea1i c\u1ee7a l\u1ec7nh kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n h\u1ebft s\u1ebd t\u1ef1 \u0111\u1ed9ng b\u1ecb h\u1ee7y.\u201d – Theo Kho\u1ea3n 3 \u0110i\u1ec1u 10 <\/span>Quy\u1ebft \u0111\u1ecbnh 653\/Q\u0110-SGDHN<\/span><\/a><\/p>\n

        \u00a0<\/span><\/td>\n<\/tr>\n<\/tbody>\n<\/table>\n

        \u00a0<\/span><\/p>\n

        Kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c<\/b><\/h3>\n
        \"\"

        Kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c<\/p><\/div>\n

        \u0110\u1ecbnh ngh\u0129a<\/span><\/h4>\n

        Ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c l\u00e0 ph\u01b0\u01a1ng th\u1ee9c giao d\u1ecbch d\u1ef1a tr\u00ean c\u01a1 s\u1edf so kh\u1edbp c\u00e1c l\u1ec7nh mua v\u00e0 l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n \u0111\u01b0\u1ee3c h\u1ec7 th\u1ed1ng giao d\u1ecbch th\u1ef1c hi\u1ec7n ngay khi l\u1ec7nh \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch. Ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c th\u01b0\u1eddng bao g\u1ed3m c\u00e1c lo\u1ea1i l\u1ec7nh nh\u01b0 l\u1ec7nh th\u1ecb tr\u01b0\u1eddng (MP), l\u1ec7nh kh\u1edbp sau gi\u1edd (PLO),…<\/span><\/p>\n

        Nguy\u00ean t\u1eafc x\u00e1c \u0111\u1ecbnh gi\u00e1 kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c<\/span><\/h4>\n

        \u0110\u1ed1i v\u1edbi nguy\u00ean t\u1eafc x\u00e1c \u0111\u1ecbnh gi\u00e1 ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c gi\u00e1 \u0111\u1ec3 th\u1ef1c hi\u1ec7n l\u00e0\u00a0 m\u1ee9c gi\u00e1 c\u1ee7a c\u00e1c l\u1ec7nh gi\u1edbi h\u1ea1n \u0111\u1ed1i \u1ee9ng \u0111ang \u0111\u01b0\u1ee3c ch\u1edd tr\u00ean s\u1ed5 l\u1ec7nh. Nguy\u00ean t\u1eafc x\u00e1c \u0111\u1ecbnh gi\u00e1 kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c \u1edf s\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n H\u1ed3 Ch\u00ed Minh v\u00e0 S\u1edf giao d\u1ecbch ch\u1ee9ng kho\u00e1n H\u00e0 N\u1ed9i \u0111\u1ec1u t\u01b0\u01a1ng \u0111\u1ed3ng.<\/span><\/p>\n

        C\u00e1c lo\u1ea1i l\u1ec7nh giao d\u1ecbch trong kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c<\/span><\/h4>\n
        L\u1ec7nh th\u1ecb tr\u01b0\u1eddng (MP)<\/span><\/h5>\n
        L\u1ec7nh th\u1ecb tr\u01b0\u1eddng tr\u00ean S\u1edf giao d\u1ecbch HSX<\/span><\/i><\/h6>\n

        L\u1ec7nh MP l\u00e0 ch\u1eef vi\u1ebft t\u1eaft c\u1ee7a \u201cMarket Price\u201d trong ti\u1ebfng Anh. L\u1ec7nh n\u00e0y \u0111\u01b0\u1ee3c \u00e1p d\u1ee5ng trong phi\u00ean kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c c\u1ee7a s\u00e0n HSX. Th\u00f4ng th\u01b0\u1eddng l\u1ec7nh MP chi\u1ebfm kho\u1ea3ng 1% t\u1ed5ng\u00a0 s\u1ed1 l\u1ec7nh \u0111\u01b0\u1ee3c \u0111\u1eb7t tr\u00ean th\u1ecb tr\u01b0\u1eddng. \u0110\u01b0\u1ee3c S\u1edf giao d\u1ecbch H\u1ed3 Ch\u00ed Minh quy \u0111\u1ecbnh t\u1ea1i Kho\u1ea3n 2 \u0110i\u1ec1u 1 4 <\/span>Quy\u1ebft \u0111\u1ecbnh 341\/Q\u0110-SGDHCM<\/span><\/a> c\u1ee5 th\u1ec3 nh\u01b0 sau:<\/span><\/p>\n

        \u201cL\u1ec7nh th\u1ecb tr\u01b0\u1eddng (vi\u1ebft t\u1eaft l\u00e0 MP):<\/span><\/p>\n

          \n
        1. a) L\u00e0 l\u1ec7nh mua ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 b\u00e1n th\u1ea5p nh\u1ea5t ho\u1eb7c l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 mua cao nh\u1ea5t hi\u1ec7n c\u00f3 tr\u00ean th\u1ecb tr\u01b0\u1eddng.<\/span><\/li>\n
        2. b) N\u1ebfu sau khi so kh\u1edbp l\u1ec7nh theo nguy\u00ean t\u1eafc t\u1ea1i \u0111i\u1ec3m a kho\u1ea3n n\u00e0y m\u00e0 kh\u1ed1i l\u01b0\u1ee3ng \u0111\u1eb7t l\u1ec7nh c\u1ee7a l\u1ec7nh th\u1ecb tr\u01b0\u1eddng v\u1eabn ch\u01b0a \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n h\u1ebft th\u00ec l\u1ec7nh th\u1ecb tr\u01b0\u1eddng s\u1ebd \u0111\u01b0\u1ee3c xem l\u00e0 l\u1ec7nh mua t\u1ea1i m\u1ee9c gi\u00e1 b\u00e1n cao h\u01a1n ho\u1eb7c l\u1ec7nh b\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 mua th\u1ea5p h\u01a1n ti\u1ebfp theo hi\u1ec7n c\u00f3 tr\u00ean th\u1ecb tr\u01b0\u1eddng v\u00e0 ti\u1ebfp t\u1ee5c so kh\u1edbp.<\/span><\/li>\n
        3. c) N\u1ebfu kh\u1ed1i l\u01b0\u1ee3ng \u0111\u1eb7t l\u1ec7nh c\u1ee7a l\u1ec7nh th\u1ecb tr\u01b0\u1eddng v\u1eabn c\u00f2n sau khi giao d\u1ecbch theo nguy\u00ean t\u1eafc t\u1ea1i \u0111i\u1ec3m b kho\u1ea3n n\u00e0y v\u00e0 kh\u00f4ng th\u1ec3 ti\u1ebfp t\u1ee5c kh\u1edbp \u0111\u01b0\u1ee3c n\u1eefa th\u00ec l\u1ec7nh th\u1ecb tr\u01b0\u1eddng s\u1ebd \u0111\u01b0\u1ee3c chuy\u1ec3n th\u00e0nh l\u1ec7nh gi\u1edbi h\u1ea1n mua t\u1ea1i m\u1ee9c gi\u00e1 cao h\u01a1n m\u1ed9t \u0111\u01a1n v\u1ecb y\u1ebft gi\u00e1 so v\u1edbi gi\u00e1 th\u1ef1c hi\u1ec7n cu\u1ed1i c\u00f9ng tr\u01b0\u1edbc \u0111\u00f3 ho\u1eb7c l\u1ec7nh gi\u1edbi h\u1ea1n b\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 th\u1ea5p h\u01a1n m\u1ed9t \u0111\u01a1n v\u1ecb y\u1ebft gi\u00e1 so v\u1edbi gi\u00e1 th\u1ef1c hi\u1ec7n cu\u1ed1i c\u00f9ng tr\u01b0\u1edbc \u0111\u00f3.<\/span><\/li>\n<\/ol>\n

          Tr\u01b0\u1eddng h\u1ee3p gi\u00e1 th\u1ef1c hi\u1ec7n cu\u1ed1i c\u00f9ng l\u00e0 gi\u00e1 tr\u1ea7n \u0111\u1ed1i v\u1edbi l\u1ec7nh th\u1ecb tr\u01b0\u1eddng mua ho\u1eb7c gi\u00e1 s\u00e0n \u0111\u1ed1i v\u1edbi l\u1ec7nh th\u1ecb tr\u01b0\u1eddng b\u00e1n th\u00ec l\u1ec7nh th\u1ecb tr\u01b0\u1eddng s\u1ebd \u0111\u01b0\u1ee3c chuy\u1ec3n th\u00e0nh l\u1ec7nh gi\u1edbi h\u1ea1n mua t\u1ea1i gi\u00e1 tr\u1ea7n ho\u1eb7c l\u1ec7nh gi\u1edbi h\u1ea1n b\u00e1n t\u1ea1i gi\u00e1 s\u00e0n.<\/span><\/p>\n

            \n
          1. d) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch trong th\u1eddi gian kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c.<\/span><\/li>\n<\/ol>\n

            \u0111) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng s\u1ebd b\u1ecb h\u1ee7y b\u1ecf khi kh\u00f4ng c\u00f3 l\u1ec7nh gi\u1edbi h\u1ea1n \u0111\u1ed1i \u1ee9ng t\u1ea1i th\u1eddi \u0111i\u1ec3m nh\u1eadp l\u1ec7nh v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch.\u201d<\/span><\/p>\n

            L\u1ec7nh th\u1ecb tr\u01b0\u1eddng tr\u00ean S\u1edf giao d\u1ecbch HNX<\/span><\/i><\/h6>\n
            \"\"

            L\u1ec7nh th\u1ecb tr\u01b0\u1eddng tr\u00ean S\u1edf giao d\u1ecbch HNX<\/p><\/div>\n

            L\u1ec7nh th\u1ecb tr\u01b0\u1eddng t\u1ea1i S\u1edf giao d\u1ecbch H\u00e0 N\u1ed9i c\u00f3 nh\u1eefng quy \u0111\u1ecbnh v\u00e0 c\u00e1ch th\u1ee9c ho\u1ea1t \u0111\u1ed9ng kh\u00e1c nhau so v\u1edbi l\u1ec7nh th\u1ecb tr\u01b0\u1eddng t\u1ea1i S\u1edf giao d\u1ecbch H\u1ed3 Ch\u00ed Minh. T\u1ea1i S\u1edf HNX l\u1ec7nh th\u1ecb tr\u01b0\u1eddng \u0111\u01b0\u1ee3c chia th\u00e0nh 03 lo\u1ea1i l\u00e0: l\u00eanh MAK, l\u1ec7nh MOK, l\u1ec7nh MTL. Theo Kho\u1ea3n 2 \u0110i\u1ec1u 14 <\/span>Quy\u1ebft \u0111\u1ecbnh 653\/Q\u0110-SGDHN<\/span><\/a> quy \u0111\u1ecbnh c\u1ee5 th\u1ec3 nh\u01b0 sau:<\/span><\/p>\n

            \u201cL\u1ec7nh th\u1ecb tr\u01b0\u1eddng<\/span><\/p>\n

              \n
            1. a) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng l\u00e0 l\u1ec7nh mua ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 b\u00e1n th\u1ea5p nh\u1ea5t ho\u1eb7c l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 mua cao nh\u1ea5t hi\u1ec7n c\u00f3 tr\u00ean th\u1ecb tr\u01b0\u1eddng;<\/span><\/li>\n
            2. b) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng ch\u1ec9 \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng giao d\u1ecbch trong phi\u00ean kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c;<\/span><\/li>\n
            3. c) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng s\u1ebd b\u1ecb h\u1ee7y tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch ngay sau khi nh\u1eadp n\u1ebfu kh\u00f4ng c\u00f3 l\u1ec7nh \u0111\u1ed1i \u1ee9ng. Khi c\u00f3 l\u1ec7nh \u0111\u1ed1i \u1ee9ng, l\u1ec7nh th\u1ecb tr\u01b0\u1eddng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n theo quy \u0111\u1ecbnh \u0111\u1ed1i v\u1edbi t\u1eebng lo\u1ea1i l\u1ec7nh th\u1ecb tr\u01b0\u1eddng t\u1ea1i \u0110i\u1ec3m d, Kho\u1ea3n n\u00e0y;<\/span><\/li>\n
            4. d) C\u00e1c lo\u1ea1i l\u1ec7nh th\u1ecb tr\u01b0\u1eddng:<\/span><\/li>\n<\/ol>\n

              (i) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng gi\u1edbi h\u1ea1n (sau \u0111\u00e2y vi\u1ebft t\u1eaft l\u00e0 MTL) l\u00e0 l\u1ec7nh th\u1ecb tr\u01b0\u1eddng n\u1ebfu kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n to\u00e0n b\u1ed9 th\u00ec ph\u1ea7n c\u00f2n l\u1ea1i c\u1ee7a l\u1ec7nh \u0111\u01b0\u1ee3c chuy\u1ec3n th\u00e0nh l\u1ec7nh LO mua v\u1edbi m\u1ee9c gi\u00e1 cao h\u01a1n m\u1ee9c gi\u00e1 kh\u1edbp l\u1ec7nh cu\u1ed1i c\u00f9ng m\u1ed9t \u0111\u01a1n v\u1ecb y\u1ebft gi\u00e1 ho\u1eb7c m\u1ee9c gi\u00e1 tr\u1ea7n n\u1ebfu m\u1ee9c gi\u00e1 kh\u1edbp l\u1ec7nh cu\u1ed1i c\u00f9ng l\u00e0 gi\u00e1 tr\u1ea7n (\u0111\u1ed1i v\u1edbi l\u1ec7nh mua) ho\u1eb7c l\u1ec7nh LO b\u00e1n v\u1edbi m\u1ee9c gi\u00e1 th\u1ea5p h\u01a1n m\u1ee9c gi\u00e1 kh\u1edbp cu\u1ed1i c\u00f9ng m\u1ed9t \u0111\u01a1n v\u1ecb y\u1ebft gi\u00e1 ho\u1eb7c m\u1ee9c gi\u00e1 s\u00e0n n\u1ebfu m\u1ee9c gi\u00e1 kh\u1edbp l\u1ec7nh cu\u1ed1i c\u00f9ng l\u00e0 gi\u00e1 s\u00e0n (\u0111\u1ed1i v\u1edbi l\u1ec7nh b\u00e1n);<\/span><\/p>\n

              L\u1ec7nh MTL \u0111\u01b0\u1ee3c chuy\u1ec3n th\u00e0nh l\u1ec7nh LO ph\u1ea3i tu\u00e2n th\u1ee7 c\u00e1c quy \u0111\u1ecbnh v\u1ec1 s\u1eeda, h\u1ee7y \u0111\u1ed1i v\u1edbi l\u1ec7nh LO.<\/span><\/p>\n

              (ii) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng kh\u1edbp to\u00e0n b\u1ed9 ho\u1eb7c h\u1ee7y (sau \u0111\u00e2y vi\u1ebft t\u1eaft l\u00e0 MOK) l\u00e0 l\u1ec7nh th\u1ecb tr\u01b0\u1eddng n\u1ebfu kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n to\u00e0n b\u1ed9 th\u00ec b\u1ecb h\u1ee7y tr\u00ean h\u1ec7 th\u1ed1ng giao d\u1ecbch ngay sau khi nh\u1eadp;<\/span><\/p>\n

              (iii) L\u1ec7nh th\u1ecb tr\u01b0\u1eddng kh\u1edbp v\u00e0 h\u1ee7y (sau \u0111\u00e2y vi\u1ebft t\u1eaft l\u00e0 MAK) l\u00e0 l\u1ec7nh th\u1ecb tr\u01b0\u1eddng c\u00f3 th\u1ec3 th\u1ef1c hi\u1ec7n to\u00e0n b\u1ed9 ho\u1eb7c m\u1ed9t ph\u1ea7n, ph\u1ea7n c\u00f2n l\u1ea1i c\u1ee7a l\u1ec7nh s\u1ebd b\u1ecb h\u1ee7y ngay sau khi kh\u1edbp l\u1ec7nh.\u201d<\/span><\/p>\n

              \"\"

              C\u00e1c lo\u1ea1i l\u1ec7nh tr\u00ean S\u1edf giao d\u1ecbch HNX<\/p><\/div>\n

              L\u1ec7nh kh\u1edbp l\u1ec7nh sau gi\u1edd (PLO)<\/span><\/h5>\n

              L\u1ec7nh PLO l\u00e0 l\u1ec7nh ch\u1ec9 \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n tr\u00ean S\u1edf giao d\u1ecbch H\u00e0 n\u1ed9i, \u0111\u00e2y l\u00e0 l\u1ec7nh mua hay l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n \u1edf m\u1ee9c gi\u00e1 \u0111\u00f3ng c\u1eeda sau khi k\u1ebft th\u00fac phi\u00ean kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda t\u1eeb 14h45 \u0111\u1ebfn 15h00. \u0110\u01b0\u1ee3c S\u1edf HNX quy \u0111\u1ecbnh trong Kho\u1ea3n 4 \u0111i\u1ec1u 10 <\/span>Quy\u1ebft \u0111\u1ecbnh 653\/Q\u0110-SGDHN<\/span><\/a> nh\u01b0 sau:<\/span><\/p>\n

              \u201cL\u1ec7nh giao d\u1ecbch kh\u1edbp l\u1ec7nh sau gi\u1edd (sau \u0111\u00e2y vi\u1ebft t\u1eaft l\u00e0 PLO)<\/span><\/p>\n

                \n
              1. a) L\u1ec7nh PLO l\u00e0 l\u1ec7nh mua ho\u1eb7c l\u1ec7nh b\u00e1n ch\u1ee9ng kho\u00e1n t\u1ea1i m\u1ee9c gi\u00e1 \u0111\u00f3ng c\u1eeda sau khi k\u1ebft th\u00fac phi\u00ean kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda;<\/span><\/li>\n
              2. b) L\u1ec7nh PLO ch\u1ec9 \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng trong phi\u00ean giao d\u1ecbch sau gi\u1edd;<\/span><\/li>\n
              3. c) L\u1ec7nh PLO \u0111\u01b0\u1ee3c kh\u1edbp ngay khi nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng n\u1ebfu c\u00f3 l\u1ec7nh \u0111\u1ed1i \u1ee9ng ch\u1edd s\u1eb5n. Gi\u00e1 th\u1ef1c hi\u1ec7n l\u00e0 gi\u00e1 \u0111\u00f3ng c\u1eeda c\u1ee7a ng\u00e0y giao d\u1ecbch;<\/span><\/li>\n
              4. d) Trong tr\u01b0\u1eddng h\u1ee3p trong phi\u00ean kh\u1edbp l\u1ec7nh li\u00ean t\u1ee5c v\u00e0 kh\u1edbp l\u1ec7nh \u0111\u1ecbnh k\u1ef3 \u0111\u00f3ng c\u1eeda kh\u00f4ng x\u00e1c \u0111\u1ecbnh \u0111\u01b0\u1ee3c gi\u00e1 th\u1ef1c hi\u1ec7n kh\u1edbp l\u1ec7nh, l\u1ec7nh PLO s\u1ebd kh\u00f4ng \u0111\u01b0\u1ee3c nh\u1eadp v\u00e0o h\u1ec7 th\u1ed1ng;<\/span><\/li>\n
              5. e) K\u1ebft th\u00fac phi\u00ean giao d\u1ecbch sau gi\u1edd, c\u00e1c l\u1ec7nh PLO kh\u00f4ng \u0111\u01b0\u1ee3c th\u1ef1c hi\u1ec7n ho\u1eb7c ph\u1ea7n c\u00f2n l\u1ea1i c\u1ee7a l\u1ec7nh kh\u00f4ng th\u1ef1c hi\u1ec7n h\u1ebft s\u1ebd t\u1ef1 \u0111\u1ed9ng b\u1ecb h\u1ee7y.\u201d<\/span><\/li>\n<\/ol>\n

                L\u01b0u \u00fd:<\/span><\/p>\n

                Sau gi\u1edd giao d\u1ecbch, c\u00e1c l\u1ec7nh \u0111\u00e3 \u0111\u01b0\u1ee3c \u0111\u1eb7t tr\u01b0\u1edbc 20h s\u1ebd t\u1ef1 h\u1ee7y sau khi ch\u1ea1y h\u1ec7 th\u1ed1ng. C\u00e1c l\u1ec7nh \u0111\u01b0\u1ee3c \u0111\u1eb7t sau 20h s\u1ebd \u1edf tr\u1ea1ng th\u00e1i “ch\u1edd g\u1eedi” \u0111\u1ec3 l\u1ec7nh \u0111\u01b0\u1ee3c l\u00ean s\u00e0n v\u00e0o phi\u00ean giao d\u1ecbch ti\u1ebfp theo.<\/span><\/p>\n

                Qua nh\u1eefng th\u00f4ng tin ki\u1ebfn th\u1ee9c m\u00e0 Yuanta<\/a> \u0111\u00e3 cung c\u1ea5p tr\u00ean \u0111\u00e2y, c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 c\u00f3 th\u1ec3 hi\u1ec3u \u0111\u01b0\u1ee3c Ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh l\u00e0 g\u00ec? Nh\u1eefng nguy\u00ean t\u1eafc kh\u1edbp l\u1ec7nh nh\u00e0 \u0111\u1ea7u t\u01b0 c\u1ea7n bi\u1ebft. T\u1eeb \u0111\u00f3 c\u00f3 th\u1ec3 \u0111\u01b0a ra nh\u1eefng quy\u1ebft \u0111\u1ecbnh \u0111\u1ea7u t\u01b0 ch\u00ednh x\u00e1c nh\u1ea5t \u0111\u1ec3 thu \u0111\u01b0\u1ee3c l\u1ee3i nhu\u1eadn \u0111\u1ea7u t\u01b0 t\u1ed1i \u0111a.<\/span><\/p>\n","protected":false},"excerpt":{"rendered":"

                Trong \u0111\u1ea7u t\u01b0 ch\u1ee9ng kho\u00e1n vi\u1ec7c vi\u1ec7c n\u1eafm r\u00f5 c\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh l\u00e0 \u0111i\u1ec1u quan tr\u1ecdng m\u00e0 c\u00e1c nh\u00e0 \u0111\u1ea7u t\u01b0 nh\u1ea5t \u0111\u1ecbnh ph\u1ea3i bi\u1ebft. C\u00f3 r\u1ea5t nhi\u1ec1u c\u00e1c ph\u01b0\u01a1ng th\u1ee9c kh\u1edbp l\u1ec7nh \u0111\u01b0\u1ee3c s\u1eed d\u1ee5ng trong qu\u00e1 tr\u00ecnh giao d\u1ecbch ch\u1ee9ng kho\u00e1n. V\u1eady kh\u1edbp l\u1ec7nh l\u00e0 g\u00ec? Nh\u1eefng nguy\u00ean t\u1eafc kh\u1edbp l\u1ec7nh…<\/p>\n","protected":false},"author":1,"featured_media":0,"template":"","class_list":["post-2237","ysedu","type-ysedu","status-publish","hentry","lesson-chung-khoan-co-so"],"acf":[],"_links":{"self":[{"href":"https:\/\/hdsd-uat.ysvn.com.vn\/en\/wp-json\/wp\/v2\/ysedu\/2237"}],"collection":[{"href":"https:\/\/hdsd-uat.ysvn.com.vn\/en\/wp-json\/wp\/v2\/ysedu"}],"about":[{"href":"https:\/\/hdsd-uat.ysvn.com.vn\/en\/wp-json\/wp\/v2\/types\/ysedu"}],"author":[{"embeddable":true,"href":"https:\/\/hdsd-uat.ysvn.com.vn\/en\/wp-json\/wp\/v2\/users\/1"}],"wp:attachment":[{"href":"https:\/\/hdsd-uat.ysvn.com.vn\/en\/wp-json\/wp\/v2\/media?parent=2237"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}